image of William HoweWilliam Howe

Clayton Utz FTS Director , Sydney T +61 2 9353 5292 https://www.claytonutz.com

William Howe is a highly experienced data analytics professional who develops technology products and services that drive transformation and solve business issues for clients. For over 15 years, William has worked across a range of industries and sectors including banking, insurance, supply chain and security intelligence.

William has a focus on remediation, regulatory data governance, and financial crime compliance and investigations, and supports his clients responding to critical issues of compliance. He has specific experience identifying and fixing technology issues that have contributed to compliance breaches.

William also assists clients to develop, implement, and remediate data governance programs designed to meet existing and emerging regulatory requirements in areas such as privacy and records management.

William’s experience spans across North America, Europe and Australia where he has also supported clients with digital transformation efforts, including automation, regtech, AI, and customer analytics. He has previously held Government / National Security roles while working in Canada.

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Expertise

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Forensic and Technology Services

  • Advised a major Australian bank on financial crime data assurance following a regulatory action.
  • Supported a major Australian bank with forensic review of group-wide customer risk assessment algorithm and data.
  • Supported a major Australian bank with financial crime review to confirm compliance over all payments flows and key financial crime domains of sanctions, transaction monitoring, IFTI, TTRs, and customer risk assessment.
  • Developed a group-wide complaints data repository for a major Australian bank to gain compliance with recent AFCA/ASIC requirements around complaints reporting.
  • Developed a risk and regulatory data strategy for a major Australian bank.
  • Advised multiple Australian banks on their responses to APRA data quality regulations including CPG 235, BCBS 239, EFS.
  • Advised a major Australian bank on its program to implement its data governance framework over key regulatory data flows across multiple years.
  • Review of APRA APS 910 Financial Claims Scheme compliance program to advise on compliance considerations and regulatory engagement for the Australian brand of a major global bank.
  • Led Data Workstreams for multiple major banks’ Wealth Fee for No Service remediation programs of work. William has also played leadership roles in retail banking and commercial banking remediation programs.
  • Led multiple projects in conduct risk and remediation at major UK and global Banking and Insurance groups across areas of regulatory concern such as conduct risk, Payment Protection Insurance (PPI), Interest Rate Hedging Products (IRHP), and others.

See Forensic and Technology Service

Banking and Finance

  • Advised a major Australian bank on financial crime data assurance following a regulatory action.
  • Supported a major Australian bank with forensic review of group-wide customer risk assessment algorithm and data.
  • Supported a major Australian bank with financial crime review to confirm compliance over all payments flows and key financial crime domains of sanctions, transaction monitoring, IFTI, TTRs, and customer risk assessment.
  • Developed a group-wide complaints data repository for a major Australian bank to gain compliance with recent AFCA/ASIC requirements around complaints reporting.
  • Developed a risk and regulatory data strategy for a major Australian bank.
  • Advised multiple Australian banks on their responses to APRA data quality regulations including CPG 235, BCBS 239, EFS.
  • Advised a major Australian bank on its program to implement its data governance framework over key regulatory data flows across multiple years.
  • Review of APRA APS 910 Financial Claims Scheme compliance program to advise on compliance considerations and regulatory engagement for the Australian brand of a major global bank.
  • Led Data Workstreams for multiple major banks’ Wealth Fee for No Service remediation programs of work. William has also played leadership roles in retail banking and commercial banking remediation programs.
  • Led multiple projects in conduct risk and remediation at major UK and global Banking and Insurance groups across areas of regulatory concern such as conduct risk, Payment Protection Insurance (PPI), Interest Rate Hedging Products (IRHP), and others.

See Banking and Finance

Financial Services Regulatory

  • Advised a major Australian bank on financial crime data assurance following a regulatory action.
  • Supported a major Australian bank with forensic review of group-wide customer risk assessment algorithm and data.
  • Supported a major Australian bank with financial crime review to confirm compliance over all payments flows and key financial crime domains of sanctions, transaction monitoring, IFTI, TTRs, and customer risk assessment.
  • Developed a group-wide complaints data repository for a major Australian bank to gain compliance with recent AFCA/ASIC requirements around complaints reporting.
  • Developed a risk and regulatory data strategy for a major Australian bank.
  • Advised multiple Australian banks on their responses to APRA data quality regulations including CPG 235, BCBS 239, EFS.
  • Advised a major Australian bank on its program to implement its data governance framework over key regulatory data flows across multiple years.
  • Review of APRA APS 910 Financial Claims Scheme compliance program to advise on compliance considerations and regulatory engagement for the Australian brand of a major global bank.
  • Led Data Workstreams for multiple major banks’ Wealth Fee for No Service remediation programs of work. William has also played leadership roles in retail banking and commercial banking remediation programs.
  • Led multiple projects in conduct risk and remediation at major UK and global Banking and Insurance groups across areas of regulatory concern such as conduct risk, Payment Protection Insurance (PPI), Interest Rate Hedging Products (IRHP), and others.

See Financial Services Regulatory

Insurance and Risk

  • Advised a major Australian bank on financial crime data assurance following a regulatory action.
  • Supported a major Australian bank with forensic review of group-wide customer risk assessment algorithm and data.
  • Supported a major Australian bank with financial crime review to confirm compliance over all payments flows and key financial crime domains of sanctions, transaction monitoring, IFTI, TTRs, and customer risk assessment.
  • Developed a group-wide complaints data repository for a major Australian bank to gain compliance with recent AFCA/ASIC requirements around complaints reporting.
  • Developed a risk and regulatory data strategy for a major Australian bank.
  • Advised multiple Australian banks on their responses to APRA data quality regulations including CPG 235, BCBS 239, EFS.
  • Advised a major Australian bank on its program to implement its data governance framework over key regulatory data flows across multiple years.
  • Review of APRA APS 910 Financial Claims Scheme compliance program to advise on compliance considerations and regulatory engagement for the Australian brand of a major global bank.
  • Led Data Workstreams for multiple major banks’ Wealth Fee for No Service remediation programs of work. William has also played leadership roles in retail banking and commercial banking remediation programs.
  • Led multiple projects in conduct risk and remediation at major UK and global Banking and Insurance groups across areas of regulatory concern such as conduct risk, Payment Protection Insurance (PPI), Interest Rate Hedging Products (IRHP), and others.

See Insurance and Risk

Investigations and Crisis Management

  • Advised a major Australian bank on financial crime data assurance following a regulatory action.
  • Supported a major Australian bank with forensic review of group-wide customer risk assessment algorithm and data.
  • Supported a major Australian bank with financial crime review to confirm compliance over all payments flows and key financial crime domains of sanctions, transaction monitoring, IFTI, TTRs, and customer risk assessment.
  • Developed a group-wide complaints data repository for a major Australian bank to gain compliance with recent AFCA/ASIC requirements around complaints reporting.
  • Developed a risk and regulatory data strategy for a major Australian bank.
  • Advised multiple Australian banks on their responses to APRA data quality regulations including CPG 235, BCBS 239, EFS.
  • Advised a major Australian bank on its program to implement its data governance framework over key regulatory data flows across multiple years.
  • Review of APRA APS 910 Financial Claims Scheme compliance program to advise on compliance considerations and regulatory engagement for the Australian brand of a major global bank.
  • Led Data Workstreams for multiple major banks’ Wealth Fee for No Service remediation programs of work. William has also played leadership roles in retail banking and commercial banking remediation programs.
  • Led multiple projects in conduct risk and remediation at major UK and global Banking and Insurance groups across areas of regulatory concern such as conduct risk, Payment Protection Insurance (PPI), Interest Rate Hedging Products (IRHP), and others.

See Investigations and Crisis Management

Knowledge

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