Compliance Insights

07 August 2007

Compliance is becoming an increasingly important and complex task, and to help you navigate the maze to business friendly solutions we're launching a new publication, Compliance Insights.

In our first edition, we've sought to bring together a number of topics we think compliance professionals are interested in and which may perhaps have not received the attention that they deserve.

We hope that Compliance Insights helps you meet the day-to-day challenges of compliance.

Of course, if there's anything you'd like to know more about, please contact your nearest Clayton Utz partner.

Code of conduct for finance brokers in Queensland

By Randal Dennings and Graeme Howatson.

National regulation of finance brokers won't be in place until 2009, so in the interim Queensland is considering implementing its own enforceable code of conduct. Randal Dennings and Graeme Howatson look at what's planned.

Streamlining prudential regulatory requirements

By Randal Dennings and Graeme Howatson.

A new Bill promises to streamline some of the regulatory regime for financial services, as Randal Dennings and Graeme Howatson explain.

Significant reforms to United Nations sanction laws

By Randal Dennings and Graeme Howatson.

The International Trade Integrity Bill 2007, a response to the Cole Inquiry, introduces new offences and breach of its provisions could be serious. Randal Dennings and Graeme Howatson explain its main features.
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